Categories
Education

Burn, heretic, burn!

Originally posted on November 10, 2018 @ 9:55 am

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p style=”text-align: justify;”>Once upon a time in the West, if you believed in the transubstantiation of bread and wine during Holy Communion and you lived in one part of Europe you got burned at the stake. If you denied this small fact and lived in a different part of Europe you also got burned at the stake. It didn’t matter if you agreed on 99% of the other details of your religion, you still killed those with slightly different views. Humans do that darnedest things to each other based on the most trivial of differences.

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p style=”text-align: justify;”>Thankful we are all humanists now to a greater or lesser extent (whether you accept it or not) and therefore it isn’t acceptable to burn each other. In his books Noah Yuval Harari charts the course of the three great humanist traditions of the 19th and 20th centuries: liberalism, communism and facism. All of these traditions placed mankind and the human experience at the centre of their creeds, as opposed to an almighty, thats what makes them humanist.

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p style=”text-align: justify;”>We now live in the area when liberalism has triumphed against the others, according to Harari. Even as a conservative you are a liberal, in the sense that you believe in the rights of the individual, freedom of the individual, and the equality of individuals. Democracy is the flowering of liberalism in politics. Everyone’s vote is equally valid.

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p style=”text-align: justify;”>Like all religions, humanism and, specifically for this thought trail, liberalism has its schisms. We humans love to be tribal and to argue. In someways it is what makes us human. Identifying who isn’t in our tribe helps us identify who is. We depend on our social interactions within our tribe.

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p style=”text-align: justify;”>Indeed Harari, likens the intellectual differences and squabbles between  humanist tribes to be not too dissimilar to the tribalism that erupted in Europe within Christianity, best exemplified by the Spanish Inquisition, which murdered hundreds of people over differences in the interpretations of the bible.

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p style=”text-align: justify;”>If you have spent any time on Twitter as a teacher you can’t possibly have avoided the prog/trad squabbles, rows and playground name calling, highlighted this week by closure of Debra Kidds account.

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p style=”text-align: justify;”>It’s a shame that the greatest CPD tool for teachers also highlights so much of our  worst social natures.

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p style=”text-align: justify;”>Despite the protestations of some, the debate between progressive education and traditional education (the prog/trad debate) doesn’t just exist on Twitter. It’s obfuscated because teacher training courses don’t teach education history (to my knowledge) and generally they aren’t balanced in discussing pedagogical approaches (again in my experience).

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p style=”text-align: justify;”>Any honest reading of the history of the ideas in education can trace the debate back to at least the early 1800s. Hirsch provides a decent overview in the appendix. In the wake of the American war of independence and the French revolution new ideas about the progression of humanity began to take hold. Nothing happens in a vaccum. As the ideas of the intellectual founding fathers of liberalism, communism and fascism spread, they were also to influence ideas about education.

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p style=”text-align: justify;”>I don’t intend to recount that history here, as much better has been written about it but with the, sometime vehement, differences in opinion between proponents on both sides of the debate, it is easy to forget that, ultimately, according to Harari, wether you identify as trad, prog, trad/prog, atradprog, we are all children of the great intellectual revolution of liberalism.

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p style=”text-align: justify;”>We all believe in the rights of the individual. We all believe in equality. We all believe in the individual freedoms of adult members of a civilised society. We just disagree on methodology and approaches of indoctrinating and raising adults into this society.

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p style=”text-align: justify;”>Those advocating a traditional approaches do not do so because they are sadists. They do so because they believe these are the best methods of reducing inequality, and helping all individual children fulfil their potential.

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p style=”text-align: justify;”>Those advocating progressive approaches do not do so because they have a hidden agenda to keep an elitist society propped up. They do so because they believe that these are the best methods for ensuring individual freedom and individual expression, as well as helping all individual children fulfil their potential.

And to be honest, I think most people would probably describe themselves as mods.

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p style=”text-align: justify;”>In a sense this debate is simply a practical outworking of the inherent tensions within liberalism: those of ensuring individual freedom and of ensuring equality. It’s hard, in any society, to have both.

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p style=”text-align: justify;”>So next time you feel like throwing a stone, just remember, you’ve got more in common that you think. It also might be worth remembering that without tone or body language the written word can be so easily misunderstood.

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p style=”text-align: justify;”>At least no teacher in the Twittersphere has literally burned another teacher at the stake for professing different views….yet.

Categories
Education Teaching & Learning

Remembering stuff

Originally posted on November 9, 2018 @ 9:00 am

Someone once said that the educational debate in the UK is lightyears ahead of the debate internationally. It is a shame really because you would hope that the minds engaging with educational debate from every country would add to making the debate more urgent.

The modern education system is sometimes characterised as being one where kids are mindlessly forced to rote learn and that we have to fight against this industrial factory like education. It’s anecdotal I know but I have worked in five schools and visited a few more and never seen anything like this. Where are all these schools that are battery farming their kids? Most schools are definitely more progressive in their outlook than traditional, in this sense. Although I would contend that good schools and teachers in them know when to adopt different techniques as necessary.

If you engage in debates about the aims and methods of education it is common to read thinking like this, a popular view exposed by many educators, and widely influenced by romanticism:

“The point I am making is that DI is very successful in a certain thing that we are measuring. Remembering stuff. For an education system that measures how well you can remember stuff sat at a table for two hours (of which the DP is really no different from any other offering) then I’m sure DI is highly effective…. but really why do we care? We all pretty much know that that such a metric is a) a terrible way for Unis and businesses to know that they have recruited an effective colleague b) it just isn’t they way to make it in the world past examinations. Once our smartphones can answer any knowledge based examinations (not far off from now) then DI will just about be a waste of everybody’s time. What I’m interested in is what type of instruction leads to creative, communicative, empathetic, collaborative, entrepreneurs and explorers? If DI does that then I’m interested. But first we have to develop a way of measuring these things to see if a certain practice achieves it. Any other research is basically past its sell-by-date, as I suspect are exam based remembering courses.”

Remembering stuff. It’s the practical equivalent of the old, male and stale ad-hominem stereotype trotted out in arguments in post-modernist education discussions at times. It’s uncool. It’s useless and why would anyone who cared about kids and their futures insist on paying attention to it in their classroom or school? It’s outdated. We don’t need to remember because we have google now. We don’t need knowledge because AI will take over our jobs and if we make sure kids know and remember stuff then they are doomed to be job-less, on future the scrap heap, in a world where 65% of the jobs haven’t yet been invented yet.

Why do we care about remembering stuff? 

First, let us not conflate remembering and knowing. They are not the same thing. Technically, remembering is simply the process of retrieving information from your long term memory that you know. Knowing something is having it stored there in the first place. It is possible to know something and not remember it.

This argument above mentions remembering initially but then refers to knowledge based exams and questioning the value of knowing stuff when our smartphones can do that for us later, effectively conflating the two. Both knowing stuff and being able to remember stuff are important. It’s no good knowing stuff and not being able to remember it and you can’t remember what you don’t know. So, in my view education has to help students do both of these things. Why is knowing stuff and then remembering it important and why should we care?

Well, actually, knowing stuff is still pretty important. Believe it or not. Some educator’s use Bloom’s Taxonomy to assert that remembering stuff is at the bottom of the pile, a low order skill useless on its own. However, despite the fact that this taxonomy is not informed by the cognitive psychology of how people learn and it is often presented uncritically, this interpretation is also not what Bloom intended. He put knowledge at the bottom as it is the foundation on which all else is built.

You can’t do much if you don’t know anything. And in fact the more you know, the more you can do, including learn more. The Matthew Effect is a well documented psychological phenomenon by which the rich get richer and the poor get poorer. The more you know, the easier it becomes to learn more and therefore become a life-long learner. That is one reason why we should care, especially if we want to make life-long learners.

These days it is fashionable for international educators to discount knowing  stuff because the international consensus is that 21st century skills are more important than knowledge per se. These 21st century skills are generally recognised to be the four C’s of communication, collaboration, creativity and critical thinking. The line of reasoning is, generally, that we need to teach these skills instead of knowledge.

There are a few problems with this line of thinking. Firstly these skills are not actually 21st Century in and of themselves, and there is no reason to think that they are more important this century than they were in the time of Julius Cesar. Indeed, calls for skills based curriculums go back at least a century already.

Secondly, we can’t have people skilled in these areas who aren’t also knowledgable. Most psychological research to date suggests that creativity requires knowledge and it is only possible to think critically about what you already know about. If you really think about it – to be a great communicator you actually need to know about what you are communicating about. Could you imagine the BBC Earth documentaries not only without a knowledgable David Attenborough but the teams of knowledgeable researchers who write the scripts?

Thirdly, the idea of teaching generic skills is also flawed. The generic skills method of teaching postulates that authentic tasks are ones that mimic real life i.e. science teaching that gets kids to act like scientists. Authors like Daniel Willingham and Daisy Christodoulou point out that the most effective way of teaching skills is through the deliberate practice method. Just as a football team doesn’t practice by playing games, but by breaking the skills needed to win (dribbling, passing) down to their component tasks and practicing those.

In short, knowing stuff (and remembering it) is the foundation of the skills we want to instil in our kids, it is also the foundation of understanding and the foundation of life-long learning.

We all pretty much know that that such a metric is a) a terrible way for Unis and businesses to know that they have recruited an effective colleague b) it just isn’t they way to make it in the world past examinations.

Do we? How exactly do we know this? It seems hard to make that claim as it is pretty much unmeasurable. Even if you could survey every employer and university there are too many conflating variables. We are all products of this system. This claim is made without any proof and the burden of proof lies with the one making the claim.

Once our smartphones can answer any knowledge based examinations (not far off from now) then DI will just about be a waste of everybody’s time.

Oh no. Seriously? We still honestly think this? It is right up there with the “we can google it” claim that knowledge isn’t worth having. In addition to what I have written above I should highlight here the distinction between working and long term memory.

Working memory is what you can hold in your awareness and it is limited. The environment and long term memory are accessible from working memory and long term memory is unlimited in its store.

If we rely on google and not our long term memory we will find it very hard to make sense of the world around us as our working memories will constantly be overwhelmed. We wont be able to chunk information.

Knowledge isn’t just what we think about it is what we think with. If you rely on google on your smartphone you won’t be able to think well, you certainly won’t be able to think creatively nor critically nor communicate well.

Also, google is blocked in China. Do we really want to give governments that much power over knowledge and what we know and can know?

What I’m interested in is what type of instruction leads to creative, communicative, empathetic, collaborative, entrepreneurs and explorers? If DI does that then I’m interested. But first we have to develop a way of measuring these things to see if a certain practice achieves it.

Yes, it can do. DI has been shown to effectively increase what people know and remember. If knowing and remembering is the foundation of being able to think well, collaborate well,  and create well then we shouldn’t just throw these out.

One of the problems with international education in my view is that it over emphasises inquiry learning, making ideologues get hot under the collar when DI and other guided instruction is mentioned. We are trained to think schools are battery farming kids, when to be honest, they really aren’t.  I think we need to try to find out what works in what context and focus on that. I think that there is a place for guided instruction.

Anyway, DI does not always equate with rote learning. Why make it out to be?

I am also now reminded me of this article and this tweet. They are based on similar assumptions and outlooks, and I had wanted to write something in response to these claims.

I agree with Noah Harari when he writes that we often conflate intelligence and consciousness.  I am not convinced that AI can actually know anything. I think it is intelligent and can process a lot of information quickly, but I would contend that to know anything and remember anything you need to be conscious.

If this is true what is the real risk presented by AI? Probably automation of tasks that rely on data processing in some form. Doctoring for example, requires the ability to process symptoms and match them to known illnesses. But not every job is at risk of automation because not every job relies purely on data processing. As Harari contends in his books, the highly prized human jobs of the future will be the ones that rely on human ability to relate to other humans. Therefore Doctors are at much more risk of being automated than Nurses. However, Nurses still need to know an awful lot of stuff as well as be at good at relating to other people to be able to do their jobs.

Humans need knowledge to be able to think well and to specialise in areas. If we don’t ensure that people know things they definitely will not be better placed to work with or instead of AI. The people that are replaced by AI will be the ones who don’t know much.

Additionally, the fact is knowledge rich curriculums demonstrably reduce inequality and with the way social divides are opening up in our modern society perhaps the way for international education to contribute to a peaceful world is to close those gaps? Seeing as DI has been demonstrably shown to reduce social inequality (See Why Knowledge matters by E.D. Hirsch) and as international curriculum’s like the IB is placed in many public schools in poorer areas, I find it’s focus on inquiry teaching quite worrying.

I wonder if international educators can afford to ignore this stuff because generally our kids come from educated and affluent homes?

Categories
Development Education

Can the expansion of private schooling in developing countries serve to improve access, efficiency, quality and equity in basic education? The case of primary education in South Sudan

Introduction

The focus of this essay will be on the role of private actors in primary education in the Republic of South Sudan (South Sudan). This paper seeks to discuss how the expansion of private schooling, specifically the role of so-called low fee private schools, can serve to improve access, efficiency, quality, and equity to primary education in South Sudan, in the context of education for all (EFA). Low fee or cost private schools (LCPS) catering for basic education have grown in number in a variety of low-income contexts over recent years and data evaluating impact of these schools is agnostic. The concept of low-fee vs low-cost private schools is contentious (Day Ashley et al 2014), however in this essay I use the definition given by Verger et al(2018), “private schools that have been set up and owned by an individual or group of individuals for the purpose of making a profit and are supposed to be ‘affordable’ for low-income families” (pp 256). There continues to be debate about these institutions and the role they can play in development with one side claiming that they can improve access and quality and the other concerned with issues of equity. They may also not be the most efficient way of providing education for all. This essay aims to analyse the role that LCPS can play in the fragile state of South Sudan through the lenses of key economics of education principles. A fragile state can be defined as “lack[ing] political will and/or capacity to provide the basic functions needed for poverty reduction, development and to safeguard the security and human rights of their populations. (OECD 2007, page 2). A fragile state provides an interesting case study for these economic concepts because of the inherent lack of government capacity to regulate markets and an extreme scarcity of resources will make it challenging to implement a nationalized education system.

This essay is organised as follows: in the first three sections I present a discussion of the relevant economic theory and its application to low-income contexts before moving on in section four to review the application of these theories specifically in South Sudan. I argue that private schools are an important ally for low-income governments to expand access to education, but their role needs to be carefully planned to ensure issues of citizenship and developing social cohesion are considered, alongside issues of equity of access and quality. Private education gives flexibility to meet the linguistic and cultural needs of communities through consumer choice. Private education may help overcome geographic and structural difficulties through market competition.

Section 1: Human Capital Theory and Education Investment

The relationship between education and the economy was first recognized as early as Adam Smith (1776) but it was not until Shultz (1961) and Becker (1964) that it was first formalized through their human capital theory (HCT). This theory positioned education as a form of growth for an economy as opposed to a consumption and has been the major justification for the investment in education systems of developing nations by external donors. Notable in this regard is the World Bank that oversees the human capital project and produces the human capital index (World Bank 2021a).

HCT justifies individual and societal investment in education by assuming that human skills, knowledge, and their development through education are all directly linked to economic productivity. If we accept this assumption, it follows that by increasing the level of education that any individual has, we can raise the education level of the population on average and therefore increase the productivity of an economy and allow it to grow. Education can bring both monetary and non-monetary benefits to individuals and society which can be partially measured through the estimation of rates of return. Amongst policy makers working in low-income contexts, HCT has justified concerns about making quality education of all levels accessible to individuals within any developing country. Once we agree that investment in education is essential for the development of a low-income economy, we then must agree whether this investment is best realized through government spending or through private markets.

Orthodox, neo-classical economics views individuals and markets as superior to government and regulation (Alcott 2021, Chang 2011). This view argues that individuals and markets lead to improvements in quality, efficiency, and equity far superior to any provided by the government. This is because individuals are supposedly rational and assumed to hold a high degree of knowledge about what is best for them to maximise their utility. In this way, markets are thought to be more responsive and flexible to the needs of the individual as opposed to the government. This responsiveness is theoretically due to the accountability of the market. Those actors in the market who are not responsive to demands of the consumer will lose out. In this way the market reflects Darwinian principles of natural selection (ibid). In addition to this view, Public Choice Theory (Buchanan & Tullock 1962) suggests that all elements of government action are made by self-interested actors creating a principal-agent problem. Public Choice Theory argues that governments cannot really provide anything for society because parties and politicians are self-interested and following their own interests in pursuing policies. Thus, from this view, an ideal society is one where people can make as many decisions for themselves as possible through markets. Finally, if we accept that individual citizens reap the greatest benefits from investment in their education, then there is a case that they should be the ones to pay for it through private markets. According to neoliberal economic principles this use of private markets for education would have the added benefit of driving up quality.

Arguments that favour government production of education justify it for several reasons discussed in this essay. Firstly, education brings benefits or returns to wider society, not just the individual. These societal benefits of education are described as “externalities” (Oketch 2021a), “neighbourhood effects” (Friedman 1962) or “semi-public goods” (Sen 1999) and can be monetary as well as non-monetary. Non-monetary societal returns have been suggested to include reductions in fertility and mortality rates, the avoidance of natural disasters like famines, and greater democratic participation (Sen 1999). Secondly, it may be more efficient for the government to provide education because of deviations from the first best economy model (Barr 2020). Finally, government provision of education is justified because education is a fundamental human right, and governments are best placed to ensure all their citizens can access it.

Despite these theoretical considerations, in low-income contexts there may be many barriers to effective government provision of education. These are documented by Tooley (2009) and include reasons, like graft, unmotivated teachers, and language barriers between teachers and students in poly-lingual societies. Finance is often an issue for the governments of low-income countries with data from UNESCO showing that in Sub-Saharan Africa alone 16 countries spend less than the UNESCO recommended 4% of their GDP on education (UNESCO 2021). South Sudan ranks the lowest among East African countries, currently spending less than 1% of GDP on public education investment (UNICEF 2019). Further to these concerns, in a fragile state like South Sudan a top-down national education system may not be the most efficient way to organise the system, because inter-group and intra-group trust may be lacking after a civil war. An important final consideration is that different ethnic groups may have different linguistic needs which may reduce the efficiency of a national education system if it takes a one-size-fits all approach.

Section 2: Access and Quality through Choice and Competition

If education returns benefits to wider society, then ensuring access to quality education for all citizens is of consequence to the development of that society. This access can be provided through private markets or through government intervention. Even neoliberal writers who argued for free markets also argued for some government intervention in education. Writing in 1962, Milton Friedman referred to the societal non-monetary returns to education as “neighbourhood effects”. For Friedman these effects are one of two major reasons why government should intervene in education, the other being paternalistic care for irresponsible individuals (children). Friedman recognises that government intervention is important: “A stable and democratic society is impossible without a minimum degree of literacy and knowledge on the part of most citizens and without widespread acceptance of some set of values. Education can contribute to both. In consequence, the gain from the education of a child accrues not only to the child or to his parents but also to other members of the society…” (Friedman 1962 pp 86). Even this simple recognition that education promotes a stable society is enough for us to consider the role that government should play in education.

            Ultimately however, Friedman (ibid) favours as large a role as possible in the market for private schools, and as limited role for government as possible. For Friedman the ability of users to exert choice through the marketplace, away from government intervention is the ultimate expression of democratic values and freedom. Friedman uses the word freedom to focus on freedom of choice and economic freedom primarily as opposed to wider freedoms expressed by writers like Sen (1999). Friedman suggests that general education for citizenship, literacy and numeracy should be government supported but what he terms “vocational training” should not be supported by the government because it renders most returns to the individual. For Friedman (1962) governments should limit themselves to ensuring access to basic education that provides a stable society through literacy and citizenship education. It is unclear what exactly he means by vocational training initially although he provides some clarity later with the reference to dentists and beauticians. Friedman argues that parents should not be forced to pay for education if they cannot afford it as their children are not an asset that they can rid themselves of unlike a car (or a flatscreen TV). He makes a good case for social responsibility and argues that one of the reasons family sizes can remain large is that people do not always take financial responsibility for the education of their children. Friedman (ibid) argues that government involvement in education should be limited to the imposition of minimum levels of education by law (to ensure basic and citizenship education) and the financing of primary and secondary education (through vouchers to allow market mechanisms to work). He argues against the nationalising of the education industry.

There are two major tensions highlighted in Friedman’s writing. Firstly, we value independence from government in education for a free-thinking society to exist, but we value government controls for citizenship education to ensure a stable society. Secondly, there is an apparent tension with HCT as Friedman claims that there are no externalities of vocational or professional training and that all benefit is accrued by the individual. He uses this argument to justify removing government funding for higher education. However, HCT argues that improving educational levels through tertiary education improves the growth of an economy generally and some authors argue that the returns to society from higher education are greater than those for primary or secondary (Patrinos 2016). I do not think Friedman’s assertions about vocational training are supported by evidence as more recent quantitative studies in the field fail to concur.

Friedman’s theories of economic organisation were developed in the context of a high income, stable, monolingual educated society, with a functioning government able to provide funding to education and are informed by a culture of liberalism. His proposals assume a market with no imperfections, discussed below. For now, I just want to highlight that most citizens cannot easily relocate and take their vouchers to whatever school they choose for their children.

 These assumptions mean that the application of Friedman’s thinking to low-income contexts some of which may be polylingual and unstable, with lower levels of education in the general population needs careful consideration. Härmä (2020) argues that even so called LCPS in low-income contexts can still be too expensive for many of the poorest children to attend. The fees are low to outside observers but not necessarily those members of the community that need access to education. If this is generally the case, then private schools may reduce access to education. For Härmä (ibid) because education is a basic human right, it cannot be left up to the private market in low-income contexts because many families would still be unable to enrol. Tooley (2009) argues that LCPS will sometimes increase access. Studying LCPS in Lagos, he found that many parents living in slums would send children to LCPS because the walk to a government school was too dangerous. Supporting this Pinnock (2013) found, despite the cost, that families use private schools because government schools are considered low quality, and other authors have found that LCPS increase access as they are found in areas where there are no government schools (Andrabi et al 2008). The case for LCPS increasing access in the absence of suitable government schools is very strong.

Section 3: Efficiency and Equity Considerations

While ensuring access to a quality education is important for development, resources (financial, human and material) are scarce and not equally available. The concepts of economic efficiency and equity help us consider how best to allocate and distribute those resources. Economic efficiency is concerned with the input of given resources into a system and the outputs achieved from those inputs. Equity is concerned with the distribution of those resources. In this section I will focus on the concepts of efficiency followed by equity in low-income contexts generally before applying them to the case of South Sudan in the next section.

Economic efficiency is concerned with the optimal allocation of scarce resources given peoples tastes (Barr 2020). Lockheed & Hanushek (1994) write that efficient systems are ones that obtain more outputs for given inputs or a comparable level of output for fewer inputs. In low-income contexts the most efficient system is one that will get more children into primary education for the same amount of funding. From this perspective, a country must be concerned with increasing access to education before considering quality. “For a country that does not have universal primary education, expanding exposure – almost regardless of quality considerations – is likely to be an appealing policy. But once general exposure, which can be justified on equity grounds, is reached, educational policies switch from purely quantity to considerations of differential quality.” (ibid). In other words, the primary focus of the education system, at least at first, in a developing country must be concerned with getting “general exposure” or as many children enrolled in school as possible. Once steps to achieve this are underway then concerns with quality become more important. Therefore, in terms of the allocation of scarce financial resources, we should aim to maximise the number of children enrolled in school for every dollar spent.

This maximisation of education is described as productive efficiency and as discussed by Oketch (2021a), is only one part of the economic efficiency concept. The second part is allocative efficiency which is concerned with how well resources are allocated across communities. And the final part is pareto efficiency which occurs when it is impossible to make one party better off without making someone worse off. In society we want to maximise pareto efficiency to ensure that the economy is as efficient as possible. In terms of the free-market, trades are efficient only when they better one party without compromising another party. A totally efficient economy is maximised when as many efficient trades as possible are made. For education this means ensuring that the production and allocation of education resources to one sector of society does not make another sector disadvantaged. It is not efficient to educate some at the expense of others.

When the market economy delivers an outcome that does not maximise efficiency in this sense there is a market failure. In the prior section we examined arguments in favour of a free market in education, where private providers can compete in the market and consumers can choose which provider to use. This could improve access and quality even in low-income contexts according to Tooley (2009). We will now consider whether it is economically efficient to rely on private markets considering market failure. Market failure would mean that a society does not reap the maximum social returns to investment in education.

Education markets can fail for a variety of reasons. One of these is information failure. Oketch (2021a) and Lockheed and Hanushek (1994) claim that poor illiterate parents are unable to choose a quality school, that these families may not be able to discern a quality educational product from another. “illiterate parents in developing countries are likely to send their children to schools having few material resources and poorly educated teachers” (Lockheed & Hanushek 1994). However, I think this characterization is weak. Tooley (2009) makes a compelling case that parents can tell when their children are learning nothing, citing this as a reason for parents choosing LCPS over government schools. It could also be argued that educated wealthy parents fail to make a good choice in schools as they can be swayed by marketing and fads, or their own experiences of schooling. The point is that parents may not always know what works, but they can tell when their children are making progress. They know when their child is learning to read, write and use numbers. It could be argued that in the education marketplace it is very hard to gain this information until your child attends a school. Since moving is school is not necessarily as easy as Friedman (1962) assumes and the results of which can have negative impacts on learning (Hattie 2008). Informational failures can occur in education markets even if multiple school providers exist in a community. Parents cannot always simply put their children in another school. Schools are often selected based on proximity to home, as Tooley (2009) shows in his work in Lagos and families are restricted by distance, dangers and transport making free choice in the market problematic.

Another reason for market failures in education markets is credit failure. This means that not all consumers can access the funds needed to access private schooling for their children. This could be particularly important in low-income contexts where the choice to send a child to school can mean a loss of income for the family. Parents have no collateral to gain credit and are unable to borrow money against the latent future earnings of their child. This may restrict their ability to from gain access to schooling from private providers.

Externalities, information, and credit failures are imperfections in the market. Taken together they are all examples of deviations from what Barr (2020) describes as the model of the first best economy: an idealised model state under which the market can allocate resources efficiently. Imperfections in the market move us to the model of the second-best economy which justifies some form of government intervention in the form of: Regulation; Finance; Production; Income Transfers (taxation). The choice of which will depend on context.

Equity, or the distribution of resources, is another reason for government intervention (Oketch 2021b). Equity is the fairness with which resources are distributed between individuals or groups. Here the government redistributes resources, shifting resources from some groups to others. This is needed to achieve pareto-efficiency. In this sense, equity can be seen as a form of efficiency. For example, if education is paid for entirely through private markets without government intervention, then those whose parents earn the most will get the most by accident of birth. This would be inefficient as discussed above but also not equitable. Thus, efficiency in this case this would mean ensuring that the access to quality education is evenly distributed.

In low-income contexts, EFA in primary education has been shown to increases access in terms of enrolment but reduce quality as more children place increased strain on the capacity of teachers to teach. The outcome of this is that more children are educated but to a lower quality (Inoue & Oketch, 2008). Specifically, EFA has increased equity but reduced efficiency and quality in Malawi (Inoue & Oketch, 2008). This highlights the need to consider equity of procedure and distribution, as well as efficiency when it comes to government provision of primary education in South Sudan.

When considering the scarcity of finance, we may have a trade-off between equity and efficiency. Cunha and Heckman (2007) note how there is a trade-off for the timing of investment in education. In terms of primary education in low-income contexts, where there may be polylingual ethnically diverse groups, there may be a trade-off between the distribution of access to education for different groups and the efficiency of providing access to education to those groups. Private markets funded by government vouchers may help to alleviate this problem.

Section 4: South Sudan

So far, we have discussed the key economic principles and their application to low-income contexts. I now move on to apply these concepts to South Sudan. Totally landlocked, South Sudan is a sub-Saharan African state that borders Sudan to the North, Ethiopia to the East, Uganda, Kenya, and the Democratic Republic of Congo to the South and the Central African Republic to the West. It was announced as the world’s newest country in 2011 but the birth of South Sudan has been difficult. Within two years, the country was plunged into its own civil war, after tribal groups, once united against the central government of Sudan, fought each other for control of the new country. This internal war lasted from 2013 until 2020 and left 400,000 dead (Checchi et al 2018). South Sudan is composed of 10 states, 60 indigenous ethnic groups and 80 linguistic partitions (UN 2021) and this diversity and distrust amongst groups has been a key driver of conflict. In addition to this recent endemic ethnic conflict, the country poses some extremely challenging terrain and suffers from flooding and a lack of infrastructure, and which leaves almost 60% of the country inaccessible for much of the year. 82% of the 11 million population is defined as living in poverty and the gross national income (GNI) is around 1090 USD (World Bank 2021b). All these factors have contributed to South Sudan been classified as a fragile state. In 2020 South Sudan ranked 3rd on the Fragile States Index with a composite score of 110 out of 120 across the indicators (Fragile States Index 2021).

South Sudan suffers from an unusually severe educational situation (Global Partnership for Education 2012) with an adult literacy rate of around 27% and enrolment rates of 73% for primary and 11% for Secondary (World Bank 2021b). Resources for schools are stretched with learning materials and trained teachers being in short supply. This unique mix of challenges: lack of trust between ethnic groups and conflict, poor infrastructure, lack of material and human resources, linguistic, cultural, and geographic diversity, and limited finances present severe problems for a national government in South Sudan in the top-down implementation of a public school system.

The role of the government in South Sudan to achieve EFA is currently limited by the reasons outlined above. In this scenario it may be helpful to consider the role that providers of private education may play in helping citizens of South Sudan achieve equitable access to quality education that is efficient in terms of the allocation of scarce financial resources. The ideal state is to have a fully funded government primary education system that caters for the needs of all communities. However, at present there is a significant challenge to developing this system. Below I offer some suggestions on ways to achieve this, starting with supported private schooling that can be slowly replaced by government schooling over time.

In terms of education markets in South Sudan, there are several major concerns which need to be considered. Firstly, linguistic diversity which provides a challenge of access to the curriculum and thus quality of learning. Secondly, recent conflict which has left many children out of school (UN 2021), and thirdly lack of shared citizenship means that many different ethnic groups do not identify with each other’s common values of what it means to be a South Sudanese citizen. Education can be a powerful force for developing a national identity (Bereketeab 2020) and an understanding amongst divergent groups of shared South Sudanese cultural values, while different cultural identities can be also be respected. It may well be that private education markets within communities provide an initial solution to this problem as they provide an alternative to state-controlled top-down government-imposed education for all, which may be distrusted by some groups. Private actors providing education within communities may be more trusted, especially if the providers are managed by individuals from the community as they may offer an alternative to any apparent government agenda. Mechanisms should be put in place to support the development of education markets in areas of linguistic and cultural diversity, but government support as capacity grows will be essential to ensure that all children are able to access these opportunities.

One mechanism could be a voucher scheme funded by the government or NGOs helping families access schools in their local area. This would need to be backed up by incentives for families to send their children to school. Some families may lose income with their children attending school or they may not trust the individuals providing the schooling following on from events in the recent conflict. Parents will need to feel secure in entrusting their children to other adults. Providing the education will not be enough to overcome these barriers until trust is built and the benefits of education can be widely felt.

Another mechanism could be micro finance loans used to help entrepreneurs start schools in their local communities where none currently exist. This added to incentives for parents to let their children attend school and vouchers to support the costs of schooling could be combined to kick start education projects specific to the needs of diverse communities. These mechanisms could be regulated by the loan providers to prevent monopolisation of the education market which would create further imperfections.

A second benefit here is that there is the potential for children to be educated in their mother tongue at least at primary level. Learning in one’s mother tongue is essential in the early years of education (Taylor-Leech 2013) because without this provision children struggle to access the curriculum and make learning gains. This can mean that children who cannot access the learning can quickly fall behind children who can, and these learning losses will only be compounded with time. Studies like Young Lives have shown that many children in low-income contexts have learning levels below the grade they are currently enrolled in. This learning gap will get larger with time (Oketch et al 2020).

Private markets could improve access both in terms of enrolment, if it allows communities to overcome distrust and encourage families to enrol in schools, and in terms of linguistic access to curriculum if teaching can be delivered in students mother tongue. This would also improve the quality of learning, as more children would be able to make learning gains by accessing the curriculum more easily. In larger communities consumer choice and competition should allow for the maintenance of quality as consumers should be able to go elsewhere. Finally, private schools do not have to be for profit, they can be run as socially motivated schools (Pal & Saha, 2019), this could bring the costs of attendance down further, although there may be less incentives to establish schools in the first place. Education is important for securing citizenship values, but the challenge remains of uniting diverse groups. Anderson’s (2016) study of nationalism suggests that one way to achieve this could be through centrally administered higher education institutions that allow individuals who have been schooled in their own communities to meet and together develop a shared understanding of what it means to be South Sudanese, like the model adopted in Eritrea (Bereketeab 2020).

Conclusion

This essay set out to answer the question: can the expansion of private schooling in South Sudan serve to improve access, efficiency, quality, and equity in basic education? It is argued that it can, at least initially. While the government is currently unable to provide access to education, private markets should be encouraged for the societal returns of education to be realised. These returns to creating a stable society based on common shared values need to be prioritised.

Properly supported through vouchers and loans, families can make choices in the marketplace which will award some level of quality to the education received. The challenge is to ensure efficiency and equity. As the government becomes financially solvent and stable it can begin the process of producing education and replace the private markets. Clearly, as described above, in South Sudan we have a scarcity not just of schools as resources for learning but also finance to fund education. It may be more efficient to simply finance as opposed to build schools and supply teachers who may not speak the same language as the communities they serve. There will be high costs of production in terms of the materials needed to build schools and train teachers needed in different languages which will reduce the rate of return. These principles of productive efficiency would suggest that encouraging grass roots education initiatives in communities would get maximum education output for inputs.

If productive efficiency can be improved and consumption of education is improved, then we also improve allocative efficiency. This system would be a pareto improvement because all individuals would have a better chance of accessing education. A government-imposed system with a single national language as the method of instruction may advantage some groups over others, this would not be a pareto improvement, quite the opposite.

To avoid market imperfections and market failures the government would need to ensure that all schools are accessible and help parents financially to place their children in school. This can be done through vouchers for families and encouraging entrepreneurship to set up community schools. These do not need to be run for profit. Private schooling can overcome both issues if embedded in communities and provided by members of those communities. Private schooling does not need to be exclusive if the government can find methods to finance for all.

References

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Oketch, M (2021b) ‘Lecture 4.3: Seminar: Efficiency, Equity and Government Intervention’ Moses Oketch SOCS0020 Economic Perspectives on Education Policy available at: https://moodle.ucl.ac.uk/course/view.php?id=15247&section=10#tabs-tree-start

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Categories
Development Education

Education for Happiness? Relationships between Nationalism, Development and Education in Bhutan’s National Education Policy.

Introduction

Bhutan is almost unique in its approach to development. The adoption of gross national happiness (GNH) as a metric instead of gross domestic product (GDP) seemingly broadens the goal posts from a purely economic focus to a humanist one, concerned with creating a flourishing society. In this essay I aim to examine the extent to which GNH, is incorporated into the National Education Policy of Bhutan. Specifically, I will examine the National Education Policy of Bhutan published in draft in 2019. My essay is limited to this single policy analysis due to the constraints of space. In order to unpack the policy, I will first examine GNH and compare it to human capital theory (HCT), probably the major hegemonic paradigm for justifying investment in education at this time. Discussion of the literature about nationalism and national identity follows, in order to illuminate the relationship between government education policies and national identity formation before presenting an analysis of the National Education Policy of Bhutan mentioned above. I argue that the adoption GNH in the education policy of Bhutan is a gloss covering a definite retention of the language of HCT and investment in education for the purpose of economic development. I suggest that this use of GNH, which has been interpreted as embodying a humanist vision that rejects the prevailing economistic view of education, is perhaps best explained as a continued exercise in nationalism or nation branding. This process of nation branding began with the development of an ethno-religious Bhutanese national identity by the ruling minority group, the Ngalong, in the 1970s and 1980s.

This paper is organised as follows. In section one I provide a brief overview of the history and context of Bhutan and the GNH initiative. This is followed, in section two, by a discussion of GNH compared to HCT and, in section three a discussion of relevant theories of nationalism. Finally, in section four I provide an analysis of the Bhutanese National Education Policy 2019 draft document through the lens of the literature presented in the previous sections.

Section one: Bhutan and the GNH initiative

Bhutan is a small independent nation wedged in the Himalayan mountains between India and China. According to recent World Bank (2021a) data, since the turn of the 21st Century Bhutan has seen strong economic growth and large decreases in poverty, with an average annual GDP growth of 7.5%. Prior to the COVID-19 pandemic, Bhutan’s gross national income (GNI) was only just below that required to be classified as a middle-income country and it was estimated that in a few years the country would no longer be classified as low income. Currently, India accounts for 98% of Bhutan’s exports and is its largest trading partner (Marshall 2018, pp 158). This trend in economic growth began in the 1960’s when Bhutan adopted so called modernization development methods. In the 1970s Bhutan shifted its development focus from modernization to its unique approach of GNH (Krogh & Giri 2015).

Bhutan has a geographically dispersed population of around 750,000 with diverse linguistic and ethno-cultural groups. According to Saul (2000) there are three major ethnic groups. Firstly, located in the North, and practicing Buddhism, the Dzongka speaking Ngalong make up around 20% of the population and include the Royal Family. Dzongka is the official language of Bhutan. The Sharchops are another ethnic group making up approximately 30% of the population. They generally practice Buddhism and speak Tsangla, another Tibeto-Burman language. Lastly, In the South there are the Lhotshampa who primarily speak Nepali and practice Hinduism and are ethnically related to the Nepalese. In the 1960s this group accounted for almost 50% of the Bhutanese population but more recent official statistics state they make up 30% (Saul 2000). There is a history of discrimination against the Lhotshampa which is discussed later in the essay.

Bhutan is unique from a development point of view with its focus on GNH, supposedly a humanist approach to development. The idea of GNH was first coined by the King of Bhutan in 1972 (OPHI 2021) and developed out of the Buddhist traditions of Ngalong culture. As an approach to development, it aims to give equal importance to non-economic aspects of human wellbeing as well as economic welfare. The GNH philosophy has led to the creation of the GNH index, used by Bhutan to measure its progress.

According to the literature, (Krogh & Giri, 2015; LaPrairie 2015) the GNH index is a multidimensional measure of quality of life and wellbeing that seeks to assess development across four pillars. The four pillars are:

  1. Sustainable and equitable socio-economic development
  2. Preservation and promotion of culture
  3. Environmental protection
  4. Good governance

These are further broken up into nine domains that are used to generate indicators used in the index. What makes the GNH index different from other development indices is that it tries to capture and give equal weight to each domain of which economic measures of development are only a part. This is different to many indices, like the human capital index, discussed below, which are drawn from different paradigms and are mainly concerned with economic development. It is important to note that the GNH index does not leave out economic indicators. They are simply not valued more than other indicators drawn from other domains.

Section two: Theories of development and GNH

As noted previously, Bhutan initially openly pursued modernization principles of development before later switching to pursue GNH. Modernization theories of development are rooted in the Bretton Woods agreements of 1944 and essentially prescribe development as economic catch up for less developed countries (McGowan 2020). From this view development is about expanding the economy of a country to bring levels of income and living standards up to be equivalent to those countries considered to be developed. Modernization theories set an economic bar by which development is measured and place people as the means by which the ends of this development can be met.

HCT is one of the key modernization theories of education and development. It was originally formulated by Becker (1964) and at its most basic level focuses on the relationship between education and development. It justifies investment in education on the basis that increased education raises the productivity of an individual and more productive individuals make the economy expand. HCT positions education as a source of growth for an economy as opposed to a consumption. It assumes that the more education (whether years or quality) an individual has the greater the return to GDP of the country. It makes the education of individuals one of the means to the ends of increased GDP. From the perspective of HCT, governments should invest in the education of their citizens as it increases the skills and productivity of their population which in turn leads to more endogenous growth. The key difference philosophically between HCT and GNH is that HCT makes human beings the means by which the ends of economic development are met where GNH is part of a group of approaches that supposedly try to make development the means by which human needs are met.

HCT is a core principle of modern development theory. It was the theory that produced the modern economic justification for investment in education. Because of Becker’s work, policy makers could justify the funding of, and investment in, a state’s education system as it explained a mechanism by which endogenous economic growth within a country could be stimulated. It remains one of the key mechanisms by which funding for an education system can be sought from development donors and makes up much of the key terminology in education and development policies produced by the actors like the World Bank. For example, a brief look at the World Bank website highlights a focus on human capital. The World Bank produces the human capital index as part of the human capital project (World Bank 2021b).

A modern education system came fairly late to Bhutan. Prior to the 1950s, the vast majority of schooling was provided by Buddhist monasteries and only a small portion of the population attended these institutions (Krogh & Giri 2015). In the 1960s, the Bhutanese government began a modernization programme of the education system, focussed on adopting a system of western style schooling. Since the public adoption of the GNH philosophy, Bhutan has attempted to adapt the education system to the principles of GNH. Krogh & Giri (ibid) suggest that culturally the teacher in Bhutan is a secular Lama or Buddhist monk. As Lamas are revered holders and teachers of enlightenment and truth, GNH philosophy implies that happiness is something that can be learned, and teachers are expected to be the secular monks delivering GNH instruction to their charges (ibid). Regardless of whether happiness can actually be taught, Krogh & Giri (ibid) suggest that teachers are pivotal to developing the understanding of GNH in the citizenry of Bhutan.

HCT justifies investment in education for its returns, both monetary and non-monetary to the individual to society as a whole. While they are hard to quantify the non-monetary social returns of education are undeniable. These effects have been documented as reductions in fertility rates and mortality rates, greater democratic participation and even the avoidance of natural disasters (Sen 1999). Education helps to produce individuals who understand their shared participation in a society and, it could be argued, indoctrinated into a particular world view as required by a government (Harber & Mcnube 2012). Education is a powerful tool for developing a sense of national identity and nationalism.

Section three: Theories of nationalism and GNH

Interestingly, the concept of a nation does not lend itself to easy definition. Anderson (2016) argues that the idea of the nation state and nationalism originated in the independence movements of the Americas. Anderson (ibid) defines the nation as “an imagined political community – and as imagined as both inherently limited and sovereign” (ibid pp 6). In this work Anderson (ibid) traces three distinct types of nationalism. The first is creole nationalism in the America’s which provided the model adopted by populist nationalism movements in Europe, the second type. This populist nationalism was adopted as official nationalism, the third type, by European imperial powers, and later global governments, to justify their own positions of power. Anderson (ibid) writes “… ‘official nationalism’ was from the start a conscious, self-protective policy, intimately linked to the preservation of imperial-dynastic interests.” (pp159). Anderson (ibid) argues that this official nationalism model has been applied globally throughout the twentieth century, being adopted by many governments all over the world including Asia. Anderson (ibid) describes how, amongst others, the Thai monarchy (pp 171-5) and the Japanese (pp 96-97) adopted these principles to develop the national identity of their citizens.

Language is important in official nationalisms for building solidarities of nationhood. “It is always a mistake to treat languages in the way that certain national ideologues treat them – as emblems of nation-ness, like flags, costumes, folk-dances, and the rest. Much the most important thing about language is its capacity for generating imagined communities, building in effect particular solidarities.” (ibid pp133). Anderson (ibid) identifies capitalism as allowing nationalism to take hold through the development of print-media of vernacular languages, which dislodged Latin as the major administrative language across Europe. The increasing importance of vernacular languages then began to give rise to national identity. Anderson (ibid) highlights how the rise of these languages through print-capitalism in Europe had a catalytic effect in building national identity amongst populations in pre-nation imperial states. While nationalists are tempted to point to their language as proof of the nation, it was printed language not the languages per se that built nationalism.

Through the use of textbooks, and other printed media, printed language can link to the state’s education system. A nation state can use the education system to build up a sense of national identity directly or indirectly. The adoption of specific subjects such as citizenship education or the mandating of particular topics in specific subjects would be one direct influence. Medium of instruction policies can indirectly influence what linguistic and thus cultural elements gain prominence in society. Languages that are adopted by the state in the education system gain importance for the society. However, the state education system can exclude groups who don’t speak the dominant language at home (Taylor-Leech 2013). As discussed below, since 1961, Bhutan has adopted Dzongka, the language of the minority ruling group, as the sole national language despite linguistic diversity within the territory (Ball & Wangchuk 2015).

Gellner (1999) stresses the importance of the education system in the development of state nationalism. He argues that development of the education system is what allowed industrial societies to become successful. This is because these societies require homogeneity, where mobile, literate, culturally standardized individuals become interchangeable through their educational training. It is this homogeneity and reliance on high culture (essentially having a literate population) in the society that gives rise to nationalism. Gellner writes “Nationalism … is in reality the consequence of a new form of social organization, based on deeply internalized, education-dependent high cultures, each protected by its own state” (ibid pp 48). Like HCT discussed above, in Gellner’s model economic development is dependent on education and nationalism is dependent on economic development. If Gellner’s model is true we should expect to see nationalism develop hand in hand with development of a state’s education system and economy.

The relationship between education systems and national identity are also stressed by Green (1994) who argues that the rise of state education systems in Europe in the modern era was a “bulwark against the potential anarchy of rising democracy” (ibid pp 5). Green goes on to write “Governments were concerned more with educating political leaders, administrators, officers, soldiers and loyal subjects, rather than scientists, technologists etc” (ibid pp 7). Green argues that the implementation of national education systems was a result of a need to provide the state with trained civilian and military professionals and to inculcate the population with particular ideologies of nationhood. Green (ibid) writes “The key social factor…. In explaining the timing and form of the development of education systems is the nature of the state and the process of state formation. The major impetus for the creation of national education systems lay in the need to provide the state with trained administrators, engineers and military personnel; to spread dominant national cultures and inculcate popular ideologies of nationhood … cement the ideological hegemony of their dominant classes” (ibid pp 9). This idea is similar to Anderson’s (2016) idea of official nationalism.

To Gellner (1999), Green (1994) and Anderson (2016), education systems all have a role to play in the development of nationalism within a state. For Gellner education leads to economic development which leads to nationalism in industrial societies. For Anderson, capitalist print media (for example textbooks) pave the way for development of nationalism based on solidarities of shared language and for Green the education system is developed by the state in order to build the nation and control the population. Green goes on to cite three historical factors associated with nation building that would also give fertile ground for the formation of national education systems:

  1. when there are external military threats
  2. internal revolutions
  3. to escape from economic underdevelopment.

In Bhutan development of the education system and the economy began in earnest in the 1960s as discussed above. This was not long after China had annexed Tibet, Bhutan’s neighbour to the North. Perhaps the threat of China as well as endemic economic underdevelopment prompted the Bhutanese to look for ways to prevent the same fate. According to Worden (1991) the Chinese conflicts with Tibet in the 1950s that resulted in the complete annexation of the latter by the end of the 1950s acted as a stimulus to the Bhutan government to pursue development and open itself up to the outside world. Fears abounded that unless Bhutan gained international recognition, it too could find itself “annexed” like Tibet, particularly as China had threatened to do so in the past. With the Chinese annexation, Bhutan closed its border to Tibet and began developing relationships with India, its larger neighbour to the South (Worden 1991).

Other writers have focussed on the nature of nationalism. Kohn (1944) provides a distinction within European states between civic western nationalism, that of the UK, France, Netherlands and Switzerland and ethnic eastern nationalism, of Germany, Spain and Ireland among others. The civic nationalism is rooted in the civic ideals of individual liberty, cosmopolitanism and political and individual rights. The ethnic nationalism is illustrated by the rejection of these civic ideals with a focus on ethnicity, language and culture. Essentially civic nationalism is an inclusive nationalism whilst ethnic nationalism is exclusive. Kuzio (2002) critiques Kohn’s (1944) work and rejects his distinction between the two. I would suggest that the framework Kohn provides is a useful starting point for thinking about nationalism but agree with Kuzio’s critique. I would argue it is more useful to see the distinction between civic and ethnic nationalism on a spectrum, with most nation states having had elements of both, leaning towards one or the other at different stages of their development. This is also the position that Kuzio (ibid) takes, and he stresses that nation states have tended to evolve from ethnic nationalism to civic nationalism. From this point of view, the adoption of GNH by the state of Bhutan can be interpreted as secular iteration of an ethnic nationalism focussed on the Buddhist identity of the dominant Ngalong minority.

In Bhutan there is evidence that a growing ethnic, cultural and religious nationalism has been forming hand in hand with development of the economy and of the education system. The adoption of GNH by the King in 1972 can be seen as the first step in the formation of an ethno-religious nationalism that seeks to position itself as modern and secular but rooted in Buddhism. The second step can be seen in the political delineation of who exactly in Bhutanese. Carrick (2008) argues that the Bhutan Citizenship Act of 1985 and the “One Nation, One People” policy adopted in 1988 were two policies adopted by the Ngalong minority elite, deliberately designed to side-line the majority ethnic Lhotshampa community and that the rights of the Lhotshampa continue to be violated by Bhutanese government policies. In 1985 the Bhutanese government effectively made the Lhotshampa stateless through the 1985 Act and subsequent census. In the 1990s there were reported human rights abuses as many Lhotshampa were removed from their homes. Many now reside in refugee camps in Nepal (Saul 2000). It is possible that the adoption of GNH in the years prior to these events marks the start of government policy to forge a national identity based on the rejection of Nepali speaking, Hindu Lhotshampa culture and the underscoring of secular Buddhist, Dzongka speaking, Ngalong culture, to which the Royal Family belong. Following these events, Bhutan adopted a constitutional monarchy with a democratically elected government in 2008. Even with these changes towards a more civic nationalism the eviction of the Lhotshampa is still not openly discussed (Christensen 2018). From this perspective the adoption of GNH can be interpreted as part of the evolution of Bhutan’s ethno-religious nationalism focussed on Ngalong culture and Buddhist principles.

Section four: Policy Analysis

Here I examine the document “National Education Policy 2019 (draft)” produced by the Ministry of Education, Royal Government of Bhutan (2019). I aim to analyse the policy statements within it to see what extent it incorporates principles of GNH and HCT in order to understand the role of the education system in developing the Bhutanese National Identity.

The Education Policy 2019 opens with the quotation from the current Monarch of Bhutan His Majesty Jigme Khesar Namgyel Wangchuck, the 5th King of Bhutan, from 2014:

“As I serve my country, I have a number of priorities. Number one on my list is education. Education is empowering- it’s a social equalizer and it facilitates self- discovery, which leads to realizing one’s full potential. Good education gives you confidence, good judgment, virtuous disposition, and the tools to achieve happiness successfully. A good school gives a child a fair shot at success and ensures that a person’s achievement in life will not be predetermined by his or her race, parentage and social connections.”

In this quote education is claimed to be centrally important for individual citizens in order to overcome inequality of birth. However, as discussed below, there is no provision for teaching in any local language other than Dzongka, which may severely limit the ability of non Dzongka speaking children to have a “fair shot” at accessing their education.

In the introduction to the policy, we find this statement:

the National Education Policy 2019 aspires to provide an overarching framework and directions for building and nurturing an education system that prepares citizens who are nationally rooted and globally competent” (pp 1)

which makes clear the desire of the government to work towards a balance of the tensions between nationalism and globalization.

In section two, the rationale, we have the first reference to GNH:     

“Education should be responsive to the individual interest and changing socio-economic needs of the country in achieving country’s aspiration of Gross National Happiness…. enhance access, quality and equity in education in order to create a strong foundation that aligns with the country’s unique values, traditions, and such an education system will lead towards realizing His Majesty’s aspiration for a robust education system that is timeless and acts as an ongoing social equalizer.” (ibid)

Followed again in section three entitled vision:

This policy aims to enable the development of an education system that will contribute to: “An educated and enlightened society of Gross National Happiness, built and sustained on the unique Bhutanese values of Tha-Dam-Tshig Ley Gyu-Drey.”  (pp 2)

In section four the goals of the policy are stated:                                  

“The purpose of education is to develop citizens that value Bhutan’s unique national identity, traditional wisdom and culture, who are prepared for right livelihood, and practice contemplative learning. It is also to develop individuals who are lifelong learners, who have a holistic understanding of the world and have a genuine care for others and nature. It should also develop all citizens’ competency to deal effectively with the contemporary world, individuals who are critical, creative, informed and engaged in civic affairs.” (pp 4)

Here again we see the stress placed on developing citizens with a strong national identity balanced against the competing tension of globalization. This national identity is conspicuously linked to Buddhist Ngalong principles of care and respect for oneself and others. Further on in this section we find a third reference to GNH:

Inculcates the principles and values underpinning Gross National Happiness, and upholds the nation’s unique cultural and spiritual heritage and values” (ibid)

The Bhutanese heritage and values implied here are those of Buddhism not Hinduism. Afterall, GNH values are based on Buddhist values of peace, tolerance and compassion (Beaglehole & Bonita 2015).

Following this section, we find the policy statements for all sectors of the education system from Early Childhood Care and Development (ECCD) through to tertiary and vocational education and training. The ECCD sections provide an example of the implicit language of HCT. ECCD sections link in directly to current global discourses on the importance of investing in education. Work by Heckman (2010) for example, has stressed the improved returns on investment to early years education over and above investments in later stages of the education system. This has been influential on recent global development discourse and has been an important policy focus for the World Bank among others. The emphasis on ECCD programs indicates that Bhutan, despite the GNH rhetoric, is following the HCT-focussed trends in mainstream global education policy. Other language found throughout the document, with its focus on lifelong learning and global competitiveness, also supports this assertion.

As we move into section seven on “school education” we begin to find explicit references to HCT. In the first instance we read this in the opening statement to this section:     

“School education shall offer opportunities to all students to realize their full potential by strengthening access, quality and equity so that they can become socially useful and economically productive citizens.” (pp 3-4)

Here there is a complete absence of any reference to GNH. Education is stressed as important for offering opportunities to become economically productive. The phrase economically productive is a clear reference to HCT. If GNH were important I suggest we should expect to find more humanist references here.

Further direct references to HCT can be found in section 11:

“This enables a society that responds to changing labour market demands, and well-rounded individuals who can effectively contribute culturally and economically.” (pp 12)

This highlights the priority for economic development and the awareness of the importance of meeting the demands of a changing labour market to continue economic growth. This priority is again tellingly highlighted in section 9.1 “curriculum and pedagogy” in the following policy statement:

“9.1.8 School curriculum shall strengthen Science, Technology, Engineering, and Mathematics (STEM) education to promote creativity and innovation and prepare students to participate meaningfully in a society and economy that is increasingly reliant on information and communication technologies.” (pp 8)

Elsewhere we find indirect references to GNH, but these are always found alongside references to economic development like this one from section ten where citizens are referred to as human resources:

“Tertiary education system in Bhutan aspires to be a nationally rooted and globally competitive that aims to develop productive, socially responsible, culturally grounded, ecologically sensitive, and spiritually aware citizens equipped to lead Bhutan into a knowledge-based society that values lifelong learning. Tertiary education plays a central role in building human resource requirements of the country.” (pp 10)

The reference to human resources places human beings as the means of development, in line with human capital theory as discussed above. The only time that GNH is directly mentioned in the policy statements outside of the introductory section is in section eleven in tandem with non-formal education:

“Non-formal education shall infuse life skills such as health and reproductive issues, environment, disaster management, social dimensions such as gender, childcare and protection, democracy, Gross National Happiness within its course content.” (pp 13)           

In the policy statements we also find statements that highlight the concern of the Bhutanese government for developing a national identity amongst its citizens. For example, in section seven we find interesting requirements which arguably indicate the importance of schooling to the government of developing national conscious and national identity amongst its citizens:

“7.26 Schools shall hoist the national flag of Bhutan as per the laws of the Kingdom of Bhutan. (pp 6)             

7.27 All students shall attend academic sessions in national dress as a standard school uniform. (ibid)                                               

7.28 The National Anthem shall be sung during morning assembly sessions and on all formal school occasions.” (ibid)

These requirements are clearly designed to help build a sense of national identity and cohesion amongst the children in school. From my experience they are similar to practices in China where the government also expects schools to hoist the flag in assembly. It could be argued that these practices are one way by which a government is able to begin to control its citizenry through cultural indoctrination.

In section 9.1 “curriculum and pedagogy” we find further concerns with developing national identity amongst the school population:                                      

“Curriculum should also promote the country’s unique culture and tradition, values, while learning to participate actively in the process of building an educated, enlightened, and cohesive society.” (pp 8)

“9.1.1 The curriculum shall equip students with the knowledge, skills, beliefs, and attitudes based on Bhutanese values of Tha-Damtse Ley-Judrey, Zacha-Drosum, and Sampa- Semke.” (ibid)

This section of the policy highlights a key part of the national identity of the country is the speaking of Dzongka, the language of the dominant minority ethnic group. It is also implicit that the unique culture and tradition of Bhutan are Buddhist and do not include Hindu or Lhotshampa culture as these are not referenced in any part of the policy.

“9.1.3 Dzongkha as the national language shall be taught in all schools to ensure that all students acquire high proficiency.” (ibid)  

“9.1.4 English shall be the medium of instruction in schools. Efforts shall be made to ensure that all students acquire high proficiency in English, and continually improve the standard of English teaching and learning.” (ibid)

This approach of the government to its language education is interesting in a country with diverse languages and cultural groups. Nepali spoken by the Lhotshampa, is conspicuous by its absence. It could be argued that the elevation of Dzongka to the exclusion of other cultural languages helps to ensure that the dominant group remains politically dominant because those children who are already proficient in it when they start school are very likely to have a head start on children who will have to learn Dzongka and English before they can access the curriculum. Particularly in ECCD, prevention of children from learning in their mother tongue in school can hamper their academic progress (Taylor-Leech 2013). The language of this policy document leans heavily towards that of HCT. Throughout the policies we can read the language, both implicit and direct of HCT. The language of GNH is only explicitly referenced in the opening sections and one other location of the policy. GNH appears as a surface gloss. When we dig deeper into the policy we find much more focus on human resource development, making economically productive citizens who can participate as lifelong learners in the labour market. The lack of any space for other languages other than Dzongka, which is spoken by only around 20% of the population is one way, in which the vision of creating an education system that acts as a social equaliser and promotes happiness, is limited.

Conclusion

I began this essay aiming to examine the extent to which GNH, is incorporated into the national education policy of Bhutan. GNH is a key feature of the national identity of Bhutan, and of its branding to the global community. I have compared GNH to HCT as well as discussed some of the key features of three modern models of nationalism. When examining the National Education Policy of Bhutan 2019 through these lenses, it could be argued that the language written into the national education policy of Bhutan emphasizes the cultural features of the minority ruling group, the Ngalong. This is seen through the policy focus of Dzongka as the only local language taught in school. Moreover, it is implicit in the policy focus of the cultural values of “Tha-Damtse Ley-Judrey, Zacha-Drosum, and Sampa-Seme” which derive from monastic Buddhist teaching and eschew Hindu, Lhotshampa cultural values. Through the 1985 Act and census, the dominant minority has defined what it means to be Bhutanese, “othered” citizens who did not fit the cultural type-caste and remained silent on these events. By defining Bhutanese national identity solely through Buddhist principles and along Ngalong cultural lines the government control the national identity. And the rhetorical focus on GNH is part of this process. This is only surface deep in the education policy as the major emphasis of this document is producing economically productive citizens. The GNH rhetoric presents an inclusive nationalism (the development of human flourishing in all the people of Bhutan) but masks an exclusive ethno-religious nationalism that excludes anyone who does not fit the Ngalong model of being a Bhutanese citizen.

Elements of all three models of nationalism discussed in section three are present in Bhutan. The focus on the Dzongka language in the education policy reflects Anderson’s (2016) model of official nationalism, mirroring his argument made about the Thai monarchy. There are elements of an existential threat from China providing the impetus for development of the education system as discussed as a model by Green (1994). Finally, we have elements of Gellner’s (1999) argument that economic development will lead to nationalism as a society moves from agrarian to industrial. The adoption of GNH can be largely seen as symptomatic of this growing nationalism. I have argued here that this focus on GNH in the National Education Policy of Bhutan 2019 is only surface deep and hides a deeper focus on human capital growth for economic development.

References

Anderson, B. (2016) Imagined Communities. 2nd Edition. Verso. London

Ball, J. & Wangchuk, K. C. (2015) Using a policy of “Gross National Happiness” to Guide the Development of Sustainable Early Learning Programs in the Kingdom of Bhutan: Aspirations and Challenges. Global Education Review 2(1) pp 5-22

Beaglehole, B. & Bonita, R (2015) Development with values: lessons from Bhutan. The Lancet 385 (9971) pp 848-849 DOI:https://doi.org/10.1016/S0140-6736(15)60475-5

Becker, G (1964) Human Capital: A Theoretical and Empirical Analysis, with Special Reference to Education. University of Chicago Press. Chicago.

Carrick, B. (2008) The rights of the Nepali minority in Bhutan Asia-Pacific Journal on Human Rights and the Law 1 13-28

Christensen L.K. (2018) Piecing Together Past and Present in Bhutan: Narration, Silence and Forgetting Conflict. International Journal of Conflict and Violence. Vol 12 DOI: https://doi.org/10.4119/ijcv-3108

Gellner, E. (1999) Nations and Nationalism. Blackwell. Oxford

Green, A. (1994) Education and State Formation Revisited. In Historical Studies in Education. Vol 6 (3) pp 1-17

Harber, C. & Mncube, V. (2012) Education, Democracy and Political Development in Education, democracy and development: does education contribute to democratisation in developing countries? Symposium books. Oxford

Heckman, J (2010) The Rate of Return to the High/Scope Perry Preschool Program in Journal of Public Economics 94 (1-2) pp 114 – 128

Kohn, H. (1944) The idea of Nationalism: A study of its Origins and Background. New York: Macmillan

Krogh L. & Giri K.P. (2015) Gross National Happiness in Bhutanese Education – How is it Implemented in Practice?. In: Lund B., Chemi T. (eds) Dealing with Emotions. Creative Education Book Series. SensePublishers, Rotterdam. https://doi.org/10.1007/978-94-6300-064-2_3

Kuzio, T (2002) The myth of the civic state: a critical survey of Hans Kohn’s framework for understanding nationalism. Ethnic and Racial Studies 25:1 pp 20-39

LaPrairie, M (2015) A case study of English-medium education in Bhutan. EdD International, IOE, London.

Marshall, T. (2018) Divided: Why we are living in an age of walls. E and T books. London

McGowan, T. (2020) ‘Lecture 1.2: Theories of Development Tristan McCowan’ EDPS0057_2021: Education and International Development: Concepts, Theories and Issues available at: https://moodle.ucl.ac.uk/course/view.php?id=20627&section=20

Ministry of Education, Royal Government of Bhutan (2019) National Education Policy. Thimpu Bhutan. Accessed on 1st January 2021 Available at: http://www.education.gov.bt/wp-content/downloads/publications/publication/National%20Education%20Policy%202019%20(Draft).pdf

OPHI (2021) https://ophi.org.uk/policy/gross-national-happiness-index/ accessed 22nd February 2021

Saul, B (2000) Cultural Nationalism, Self-determination and Human Rights in Bhutan International Journal of Refugee Law 321 p324.

Sen, A. (1999) Development as Freedom Oxford University Press

Taylor-Leech (2013) Finding space for non-dominant languages in education: language policy and medium of instruction in Timor-Leste 2000–2012, Current Issues in Language Planning, 14:1, 109-126, DOI: 10.1080/14664208.2013.766786

World Bank (2021a) https://www.worldbank.org/en/country/bhutan/overview#1 accessed on February 22nd 2021.

World Bank (2021b) https://www.worldbank.org/en/publication/human-capital accessed on March 8th 2021. Worden, R. L. (1991), “Bhutan”, in Savada, Andrea Matles (ed.), Nepal and Bhutan: Country Studies, Library of Congress.

Categories
Development Education

To what extent could low fee private schools aid development in The Republic of South Sudan?

Introduction

Education is of paramount importance to the successful development of a nation and has been described as an enabler of development (Szekely & Mason 2019) by facilitating economic and democratic participation (Sen 1999). This essay will use the theories of neoliberalism, as defined by Milton Friedman (1951), and the capability approach, as defined by Amartya Sen (1999), to examine the role of low fee private schools (LFPS) in development of The Republic of South Sudan (South Sudan). As a new and fragile state South Sudan it is at an early stage of economic development. Combined with complex geography and cultural and linguistic diversity there are clear challenges to government provision of education. This section provides a brief introduction to the key concepts. Section 2 summarises the literature on LFPS and section 3 provides background on South Sudan. In section 4 I analyse the role of LFPS in South Sudan through the lenses of neoliberalism and the capability approach. Finally, in section 5 I provide a conclusion.

A state is fragile when “state structures lack political will and/or capacity to provide the basic functions needed for poverty reduction, development and to safeguard the security and human rights of their populations.”  (OECD 2007, page 2). Fragile states can provide a case study for the role of LFPS in development if their governments struggle to finance, produce or regulate private education. As documented in the literature lack of government provision in some countries has led to the privatization-by-default model where growth in the private sector fills a gap in needs as opposed to planned government policy (Vergeret al2018).

     LFPS are defined by Verger et al(2018), “as private schools that have been set up and owned by an individual or group of individuals for the purpose of making a profit and are supposed to be ‘affordable’ for low-income families” (pp 256). It is important to note that many LFPS are not necessarily bastions of wealth and privilege. Many are located in slums or deprived inaccessible areas and families choose them for a variety of reasons outlined below. Studies suggest they have been growing in number, in a variety of contexts, over the last thirty years (Tooley et al2011). LFPS can have an important role to play in the development of fragile states as initial providers of basic education. Beyond this, the role of these schools need careful consideration by government as they could represent allies in development. Where there is diversity of culture and language LFPS may provide opportunity for communities to choose education models of value to them, and for children to be taught in their mother tongue. In some geographic regions it may be more efficient for governments to finance education and regulate curriculum, allowing the private sector to build the physical schools. LFPS can play an important role in providing choice for families and communities where trust in the ruling government may be lacking, particularly after a civil war. However, there are issues of equity and efficiency in ensuring basic education for all that need to be carefully considered. Decisions about the role of LFPS and governments need to aim to maximise equity and quality.

Low Fee Private Schools

LFPS have been studied in a variety of contexts over the last three decades and there have been two major reviews of these studies, one funded by DFID (Day Ashley et al 2014) followed up by Akmal et al (2019), and a second funded by Ark Education Partnerships Group (undated). Champions of education by LFPS claim that private schooling increases the quality, efficiency and effectiveness of school systems whilst giving individual families choice (Tooley 2009). Detractors write about the commoditization of human relationships, the placing of profit before children’s education as well as the lack of solid empirical evidence to suggest the claims that outcomes from private schooling are necessarily better (Unterhalter et al 2020; Akmal et al 2019). The two major reviews of all the evidence to date are agnostic, highlighting a lack of rigorous empirical evidence demonstrating either the impact or the lack thereof that LFPS have. The debate about their role therefore continues and I provide a brief overview of some of the specific literature in the following paragraphs.

In Pakistan, LFPS have been shown to increase the number of students enrolled in school nationally. In their study, Andrabi, Das and Khwaja (2008) show that LFPS are able to improve test scores in English, mathematics and Urdu compared to state schools and they can increase the number of children attending school because many of these schools are set up in villages that do not have a government school already. They provide access to education for marginalised area. However, 75% of these schools are primary and operate by employing unqualified teachers who are paid relatively low wages. This specific study is highlighted by Carr-Hill and Sauerhaft (2019) as part of general review of literature of LFPS operating in India and Pakistan. They highlight the lack of attention in most studies to issues that the model of LFPS raises including: 1) exploitation through low wages for teachers and high profits 2) gender disempowerment through lack of qualifications of mostly female teachers who work with precarious employment conditions 3) detriment to the education profession by the employment of underqualified teachers as being compared to qualified, autonomous, well respected teachers. These are very important concerns.

In their study of private schooling amongst poor families in Kenya, Tanzania and Uganda Alcott & Rose (2016) found that private schooling does little to improve the educational outcomes of the poorest children. Whilst they found, in line with other studies, that private schooling can improve education outcomes compared to state schooling, the authors were concerned about the limited effects that private schooling seems to have an ameliorating education inequality between rich and poor. Their study doesn’t comment on whether public schools do this and, I suggest, highlights the importance of cultural capital within families, something that is often overlooked in the debate on the role of LFPS in education.

Woodhead et al (2013) found that private schools can promote inequality as families send boys to private schools keeping girls in state school which was considered to be poorer quality. Pinnock (2013) found families use private schools because government schools are considered low quality, while other authors claim that LFPS are of poor quality as well (Mehrotra and Panchamukhi 2006).  Tooley et al (2010) claim that there is little empirical evidence that LFPS are of poor quality, with assertions being based on assumptions and anecdotal observations. Studies across a variety of countries challenge this view by providing empirical econometric evidence for the superior quality in terms of outcomes of LFPS (Tooley & Dixon, 2006; Tooley 2007; Tooley et al 2010; Tooley et al2011). They claim that results in English and mathematics are higher in LFPS and that there is less teacher absenteeism. This is important for development because these studies suggest the LFPS may provide higher quality education for lower unit costs. Tooley (2009) suggests that LFPS are more efficient because of high levels of corruption and teacher absenteeism in publicly funded education systems.

Republic of South Sudan

The world’s newest country, South Sudan, is a land locked country bordering Sudan, Ethiopia, Central African Republic, Democratic Republic of Congo, Uganda and Kenya. It is composed of 10 states, 60 indigenous ethnic groups and 80 linguistic partitions (UN 2021) and gained independence from the Republic of Sudan in 2011 after a 22-year civil war. Peace in South Sudan has been short lived with a civil war, sparked by tribal tensions, erupting in 2013 and lasting until 2020, leaving approximately 400,000 people dead in its wake (Checchi et al 2018). Added to this backdrop of endemic ethnic conflict, there are persistent problems of a lack of infrastructure and seasonal floods that can render up to 60% of the country inaccessible for up to six months of the year (Ministry of General Education and Instruction 2017). According to data from the World Bank (2021) South Sudan’s population currently stands just below 11 million with 82% of the population defined as being in poverty. The GNI for South Sudan stands at 1090 USD.

The Global Partnership for Education (2012) notes that the educational situation in South Sudan is unusually severe; the country has a 27% adult literacy rate, one of the lowest in the world, learning materials are in short supply, and a massive demand for education has led to a shortage of trained teachers. Teacher shortage is highlighted as one of the main drivers of poor-quality education. Added to this, there is a very low school enrolment rate of 73% for primary enrolment and only 11% for secondary (World Bank 2021). These data on infrastructure and education suggest significant challenges to the Government of South Sudan’s ability to provide the basic quality education entitled to its citizens. That being said UNICEF (2019) highlighted some recent key achievements for education in the country including the development of a national curriculum, the printing of textbooks to support it and the facilitation of final year primary exams in opposition-controlled areas.

Research by Longfield and Tooley (2013) prior to the civil war show that there was an increase in the number of LFPS institutions in Juba, the capital of South Sudan, up to 2013, the date of their report and the year that civil war broke out. This trend in the capital mirrors observations made in other low-income contexts (Tooley 2009). In Juba, 84% of nursery schools and 76% of primary schools were private. For secondary schools the enrolment number was evenly split between state and private schools, but at that time the government was only providing roughly 30% of the total number of institutions. Government schools were primarily located in the urban centre of Juba with the number of private schools increasing the further away from the city centre one travelled. The private sector was also noted as employing around 65% of the teaching workforce.

Longfield and Tooley (2013) note that the increase in private schools is a dividend of peace but it is unclear how the 2013-2020 civil war has affected LFPS. Reliable data from South Sudan is lacking but it is likely that the number of schools will have decreased as a consequence of the civil war, particularly in areas of conflict. The General Education Strategic Plan 2017-2022 (Ministry of General Education and Instruction 2017) stresses the importance of the role of private providers in education provision. The plan outlines how the ministry [of education] “will promote low-cost community/faith-based/privately owned ECDE [Early Childhood Development Education] centres in underserved states.” (ibid pp 52) The plan also outlines the role that the private sector has to play in building schools and constructing classrooms. “The ministry will also encourage private education providers to establish secondary boarding schools, especially in states where none currently exist.” (ibid pp 64) There is also a role specified for private actors in teacher training and claims that the Private School Policy will ensure that there are minimum quality standards.

South Sudan is an ethnically and linguistically diverse fragile state, with high levels of poverty, low levels of educational enrolment and a recent peace treaty. Added to this there is a lack of infrastructure and difficulties with access to remote regions. The government is constrained in its ability to provide finance and regulate education. It is likely that in this vacuum there will once again be privatization by default as local entrepreneurs bring LFPS to their communities. The question remains as to what role these private enterprises can play in the development of South Sudan and in providing education for all its citizens. It is this question that I turn to now through the lens of neoliberalism first followed by that of the capability approach.

Friedman’s Neoliberalism & Sen’s Capability Approach

Neoliberalism

Several authors have documented the rise of neoliberal economic views. Harvey (2005) distinguishes between “embedded” liberalism and neoliberalism. In the latter, the role of government is confined to providing a legal and regulatory framework for the free market to flourish and nothing more. In this way, governments enforce agreed laws about private property and trading, acting as referee in order to ensure that the market remains free. In embedded liberalism, corporate and entrepreneurial interests are surrounded by a web of regulation, both social and political. Harvey stresses that the core assumption in neoliberalism is that maintaining market freedom is the best way for a government to guarantee the rights and freedoms of individuals. Thus, all things should be marketized, even education. Milton Friedman, one of the founders of this approach to economic organisation, considered neoliberalism to be a normative theory where the role of the state in society is reduced to the role of an umpire whose job is to maintain fair gameplay. In 1951 he wrote “Neo-liberalism would accept the nineteenth century liberal emphasis on the fundamental importance of the individual. It would seek to use competition among producers to protect consumers from exploitation, competition among employers to protect workers and owners of property, and competition among consumers to protect the enterprises themselves. The state would police the system, establish conditions favourable to competition and prevent monopoly” (Friedman 1951 pp 3). The concern underlying this thinking is the protection of individual freedom and to encourage individual responsibility. Indeed, writing throughout the Cold War in America, Friedman stressed the importance of freedom of the individual from interference by the state, and he saw markets as the best way for individuals to express their freedom of preference. From this perspective a fragile state like South Sudan represents almost a perfect model of neoliberal principles.

It could be argued that neoliberalism is not one theory but a group of theories all of which have had diverse impacts on education and development (Unterhalter 2020). In this sense Friedman’s view is simply one among many views of what neoliberalism is, with other authors and experts stressing different emphases. Sometimes these different ideas have critiqued other theories applied in development and education, sometimes they have complimented them (Unterhalter 2020). All neoliberal theories are part of the liberal capitalist paradigm of development. Theories from this paradigm like modernization theory and human capital theory (McGowan 2020) view development as being economic catch up for less economically developed countries (McGowan 2020). According to neoliberalism the route from education to development is deregulation of the education market. This deregulation removes barriers to private providers stimulating economic investment in the sector. Competition drives up quality of education. Better education means that individuals can get better jobs and the economy of the country can grow.

Friedman’s neoliberalism favours private providers in education and he would agree generally with arguments made by Tooley (2009). When discussing education Friedman (1962) considered private schools to be the most efficient way to guarantee quality education for all. He noted the difference of education to other marketable goods due to its “neighbourhood” effects. These he defines as “circumstances under which the action of one … yields significant gains to other individuals for which it is not feasible to make them compensate him” (Friedman 1962 pp 85-86). Friedman asserts that “the education of my child contributes to your welfare by providing a stable and democratic society” (Friedman 1962 pp 86) and because of this particular effect it is important for a government to take some responsibility for the provision of basic citizenship education that promotes literacy, numeracy and a belief in the shared values of a society. He asserts that the best way for a government to meet this responsibility and also promote the freedom of families to select the most suitable education for their children, is through financing education but not necessarily nationalising or producing education. To do this he advocates for the provision of vouchers to families which they can spend at any school they choose. These schools would be mostly privately run, although the government could compete in this market too if it so chose.

Neoliberalism is concerned that an overreaching state will substitute collective judgements, for those of individuals free to choose (Harvey 2005). Friedman (1962) highlights positive neighbourhood effects of education; he also recognises the inherent tension between independence of thought and government involvement in education in order to deliver these neighbourhood effects. Governments have used education policy to indoctrinate citizens directly in cases like Pakistan and India (Joshi 2010; Lall 2008), or indirectly in the case of the Jihadist curriculum developed by the University of Nebraska, with US government financial support, for deployment in Mujahedeen refugee camps (Burde 2014). There are also cases where government policy and regulation has led to the closing of vital education programs for minority groups like nomadic herders (Szekely & Mason 2019). Lack of trust in government if it is controlled by a different ethnic group, is a genuine concern for communities in South Sudan.

Where multiple divisions along linguistic and ethnocultural lines exist communities in South Sudan may not want to have the government dictate what their children learn and in what language they learn. Instead of the government, which may not be representative of some communities, imposing an education paradigm, a more sensitive, peaceful solution may be to allow small private providers embedded within specific communities to provide this basic education. Teachers in these schools could be drawn from the local community and would speak the language of the children and their parents.

For Friedman LFPS may present the optimal solution for meeting education provision although he would argue that the government still has a responsibility for financing education for all. This is to ensure that all citizens get access to the basic education that promotes a stable society. In South Sudan this would mean finding mechanisms by which funds could be made available to individual families in these communities, for them to use with private providers of education. For Friedman, this would have two major effects in a society like South Sudan where stable, democratic society is lacking. Firstly, the promotion of competition in the education market would ensure quality. Parents that are not happy with the provision of one school would be able to choose another. Schools with weaker outcomes for their students would soon see themselves out of business. Secondly, parents would be able to choose schools that met their family’s linguist and ethno-cultural values. This could help to get more children into education if their parents were to keep them out of government schools due to lack of trust in the government. These factors combined could serve to generate a peaceful society further down the road as more children gain access to basic citizenship education and develop shared values of what it means to be South Sudanese. This assumes that the government would need to provide some limited oversight of the curriculum.

Whilst there are clear benefits to allowing families in South Sudan freedom to choose the education options for their children, there should be some government involvement to ensure that a stable society develops. Different ethnic groups need help to develop trust between each other and forge a shared identity of what it means to be South Sudanese. This can be achieved through careful planning by the government. This is not in contradiction to neoliberal views which argue for state intervention to protect citizens. Issues such as language learning and citizenship identity need to be addressed and there is a body of literature beyond the scope of this essay that offers insight.

South Sudan is a low income, fragile state which has only recently ended a civil war. Government regulation is therefore reduced or non-existent and the education system is undeveloped. Because of this the government will likely be unable to effectively provide a quality nationalised education system in the short to medium term. LFPS have an important role to play from a neoliberal perspective. By providing vital access to basic education for communities they can contribute to the development of stable, literate communities. They can provide jobs and investment in those communities. They provide families with freedom of choice and could potentially enrol students in education where families may have been distrustful of education provided by the state. For the neoliberal the government of South Sudan should encourage this activity and as time progresses it should work towards financing basic education with funds payable to the families and redeemable with the education providers. In South Sudan it may not be helpful for the government to directly monitor the curriculum but instead an independent body could be set up, comprised of individuals from all ethnic groups to ensure that the basic requirements of South Sudanese citizenship education are met.

 The Capability Approach

Sen’s capability approach (1999) broadens the definition of development from the eradication of poverty in economic terms to a “process of expanding the real freedoms that people enjoy” (pp 3). This definition of development focuses attention on the idea of justice and the removal of “unfreedoms”. In this approach poverty is defined as capability deprivation. Development is achieved through the removal of these deprivations or the removal of unfreedom. A developed society is one in which individuals have the ability to pursue functionings they have reason to value. Sen recognises the importance that social welfare plays in enhancing an individual’s capabilities. To Sen, a person’s capabilities are their real freedoms to achieve their potential functioning’s. For example, an individual might have potential, academically and physically, to become a doctor, but their capability to pursue this functioning (treating illness) will depend on the right access to education, nutrition, finance as well as being born into a country with medical education programmes.

This approach puts the focus on individuals as the ends of development and not as the means of development. Sen argues that specific attention to the needs of individuals is important for development and highlights the role of society in maximising freedoms by proper provision of public and semi-public goods. The route to development for Sen is the creation of a society where people and communities have the freedom to pursue the actions they have reason to value.  This way of thinking has relevance for South Sudan as different linguistic and ethno-cultural groups may suffer from very different capability deprivations. They may also place value on a different mix of opportunities and paying attention to these will be important in securing a lasting peace between different communities from which further development can progress. The plurality of pathways to development that the capability approach stresses can help to bring cohesion by allowing different communities to identify shared values.

            Sen (1999 pp 128) defines education as a semi-public good. Public goods are ones that people consume together and are not easily submitted to market mechanisms. Education is a semi-public good: individuals consume and benefit from their own education but society as a whole benefits from having educated citizens. Education contributes to reductions in fertility rate, child mortality rates and other positive indicators of a healthy society. Increases in general literacy can generate positive social change as the foundation of democratic participation. This highlights the case for the state provision of these semi-public goods beyond what markets on their own can foster. Thinking about the role of LFPS in the development of South Sudan from this approach requires thinking about the extent to which, and under what circumstances, LFPS may contribute to either increased capability deprivation or the removal of unfreedom.

            LFPS can contribute to the removal of unfreedoms in South Sudan. Based on the data cited above, the government lacks the ability to provide, finance or regulate schools, and LFPS may represent the only access to education for entire communities in the immediate aftermath of a civil war. To Sen, education is an enabler or enhancer of other freedoms, as it allows people to decide how to live and to choose what to value. Without education, there is a severe limitation placed on people in terms of the other freedoms that they can achieve. LFPS provide some way to prevent a lack of education. A lack of education should be thought of as a preventable deprivation.

However, with cost, comes equity of access issues. Individual families will differ in their ability to pay, indicating that some will more readily benefit from these schools than others, creating some level of inequality between families. It may also be the case that LFPS may contribute to equity issues within families. Parents with many children may prioritize some of them over others, normally their sons, as noted earlier. Tooley (2009) highlights how many of the LFPS he studied offer free places for students that cannot afford to attend. While in the short term in the context of South Sudan, this may provide some reassurance, reliance on the benevolence of LFPS proprietors may not be an adequate answer in the long run. However, state provision of education is not necessarily the answer to ensure that all children get access to school either. Government schools are often located in urban centres and easy to reach areas, less so in inaccessible rural regions and in slums (Tooley & Longfield 2013, Tooley 2009). This is particularly relevant in a country like South Sudan that suffers severe flooding making many rural areas inaccessible. Tooley (2009) notes how parents in the Makoko slum in Lagos, Nigeria, do not want their daughters navigating the alleyways on the walk to government schools for fear of abduction and so would rather send them to LFPS available to them. When the South Sudanese government is able to finance education, it may be more efficient to provide vouchers, as proposed by Tooley (2009) to ensure that all children can access school, instead of relying on the building of government schools in hard-to-reach areas. LFPS can contribute to the removal of unfreedom in South Sudan, initially with no government schools available and later so long as the government focusses on making LFPS accessible for all children. Focussing on access to LFPS may be an equitable and efficient way to get children into school as South Sudan develops.

Another way that LFPS may contribute to the decrease of unfreedom is by providing educational choice. In the context of an ethnically and linguistically diverse country like South Sudan this could provide an avenue for social cohesion. LFPS could cater for the specific linguistic needs and wants of their communities. This could allow linguistically diverse areas of South Sudan to educate children in their mother tongue or another language, for instance. This bottom up, grass roots approach could have important peace building effects, as communities would not have something seemingly imposed on them from another ethno-cultural group. It is also entirely in line with Sen’s capability approach. Beyond basic education in literacy and numeracy, schools could develop a specific focus on technical or other valued subjects, for example agriculture, if this is something that individuals in a community have reason to value, similar to the education model outlined by Nyerere (1967). In this way they can provide a choice of educational provision that individuals “have reason to value”.  LFPS allow choice for children, parents and the wider community. Parents can choose which provider to send their children to, which could guarantee quality (Tooley 2009) as perceived poor quality at a school could encourage parents to take their children elsewhere. Importantly, this choice, allows schools to cater for the values and needs of their communities.

If private schooling leads to the reduction of human relationships to a commodity (Unterhalter 2020), this is clearly at odds with the capability approach. When the South Sudan government is strengthened, one could argue that these private providers may contribute to capability deprivation, where state education is available and the LFPS are offering a qualitatively poorer outcome for the students they serve. LFPS aim to be profit making after all and it is suggested that unscrupulous owners can aim to maximise profits, by reducing the quality of the provision, whether that is through reducing the learning resources, or facilities available to students or through exploitation of the work force as noted in the literature review. Sen (1999 pp 265) documents the problems of capitalism without the institutions and behavioural norms to ensure market practices are kept fair. Without correct oversight and behaviour market actors can have damaging effects. It is true that a fundamental flaw with the model of LFPS is its reliance on unqualified, low paid teachers. Some, as noted above, see this as exploitation. It could also be argued that LFPS are providing important economic opportunities to individuals who would otherwise not have any. It cannot be ignored that in South Sudan, the opportunity for adults to work and earn a living is also an important capability.

            In terms of educational quality one of the key arguments for the accountability of LFPS according to Tooley (2009) is that parents can take their children elsewhere. School owners know this and are accountable to parents to ensure that their provision is of high quality. One way they can attract more families is by having higher quality and better resource provision (Tooley 2009). Whilst global monopolistic capitalism may have contributed to deprivation, many LFPS are small businesses not global brands. They are embedded within and depend on their local communities’ good will for survival.

            A major source of capability deprivation according to Sen (1999) is that states that abandon the production of education run the risk of being trapped as economically poorer states (Sen 1999 pp 143). Citing the economic history of the world’s Northern nations as well as the more recent economic development of the Asian Tigers, he argues that these countries developed via relatively large state investments in education and other sectors considered to be public or semi-public goods. These investments allowed the bulk of society to engage in shared economic and democratic expansion. Therefore, it is important that the government of South Sudan takes responsibility for the education of its citizens for these reasons and to ensure a stable society. This does not mean that LFPS should be maligned. With vouchers to enable access and, further down the line, regulation of curriculum contents, to ensure that all South Sudanese children develop basic skills and shared values, LFPS could be an important tool for the government to reach inaccessible areas and respect the wishes and values of local communities. It is cost effective and easier to supply a curriculum and learning materials than shipping in building materials to inaccessible areas.

Conclusion

            Neoliberalism claims that free markets lead to economic development by deregulation from government that stimulates investment in markets. For the capability approach the route from education to development is improving the substantive freedoms that people have in order to pursue opportunities they have reason to value. Both these theories recognise that education brings benefits to individuals as well as their communities and society as a whole. At the theoretical level it is these external effects, beyond the individual that may justify the state provision of education. In reality the picture is often more nuanced. Governments, communities and families have specific contexts that effect decisions about what is best for development. It may be that families choose LFPS because of perceived faults with the government education system and better outcomes of children in private schools (Tooley 2009). It may be that government schools can be poor in quality, with absent unaccountable teachers, who may not even speak the same language of the children they serve. It is entirely possible that government schools are not always free and are not always easily accessible to some communities (Tooley 2009). As a new country it will take time for the government of South Sudan to develop a quality education system. LFPS have a crucial role to play in providing access to education initially, especially where government schools are lacking. In the medium to long term, the government could work with these schools to finance access, with targeted vouchers and mandating minimum basic curriculum content. This content could include some shared values of what it means to be a South Sudanese citizen that encompasses views from all communities. Finally, in the long run, the government could have a role in inspecting schools to ensure accountability. If these targets are met, there is no essential need for the government to produce education itself, and it may not be particularly efficient for it to do so with so much linguistic, geographic and ethnocultural diversity. LFPS have the potential to meet these diverse needs more flexibly than the government. These recommendations are in line with both neoliberalism and the capability approach. So long as the focus remains on making an efficient and equitable education system, LFPS may have role to play throughout the development process.

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